LexisNexis™ Academic
Copyright (c) 2004 New York Law School Law Review
New York Law School Law Review
2004 / 2005
49 N.Y.L. Sch. L. Rev. 317
LENGTH: 14425 words
INSTITUTE
FOR INFORMATION LAW AND POLICY SYMPOSIUM STATE OF PLAY: II. ARTICLE:
LEGAL AESTHETICS OF THE FAMILY AND THE NATION: AGORAXCHANGE AND NOTES
TOWARD RE-IMAGING THE FUTURE
NAME: Jacqueline Stevens*
BIO:
*
Assistant Professor at University of California, Santa Barbara. Ph.D.
University of California, Berkeley, 1993; A.B. Smith College, 1984.
SUMMARY:
... In keeping with this analysis, the forum solicits ideas for an
alternative world game, one in which players may choose any state in
which to be citizens; wealth at death is redistributed through a global
agency to provide for basic needs; there is no official kinship
relation recognized by any state; and states own all land, assigning
use to individuals and corporations through long-term or lifetime
leases. ... Agreeing to some extent that they are angels themselves, or
at least not devils - no political theorist claims to advance ideas so
that evil and chaos will prevail, or to advance his or her selfish
agenda - political and legal theorists have adopted three basic
approaches to grappling with the "human nature" of the subjects and
citizens populating their treatises. ... Each choice is implicitly
elaborating a distinct legal aesthetic, a taste for a certain form of
the body politic. ... On the other hand, when U.S. policies are
consistent with Beckstrom's sociobiological models, then this is
evidence that sociobiology is a robust science. ... . In a recent study
in the Republic of Korea, parents were questioned about their behavior
towards their children. ... If the internal contradictions in
sociobiological thought and its failure to predict obvious patterns of
human behavior are not reason enough to pull away from the sway of
seeing our institutions and behaviors as rooted in nature, perhaps
authorization from someone viewed as an eminent authority on natural
selection may urge us forward in a project demonstrating the
contingencies of the past and future. ...
TEXT:
[*317]
I. Overview
This paper lays out the legal aesthetics behind agoraXchange, n1 an
online forum for the rules, design, and code of an online global
politics game. A crucial premise of the project is that experts and
politicians who use evolutionary rhetoric to defend the laws that have
created our present institutions of family and nation are not simply
bad social scientists; they are also bad artists. Such leaders of
political institutions, as well as their minions in the academy,
transform us into passive subjects who must accept as our birthright
alliances of family and nation that these natural and social scientists
actually invent for us.
The agoraXchange
website and the forthcoming game pay special attention to the
distributive implications of institutions that organize us into
families and nations. These are the primary sites where invocations of
birth cause inequality and violence. n2 Laws constructing beliefs about
ancestry give rise to war and the intergenerational transfers of wealth
that are responsible for between 40% and 90% of economic inequality
among and within nations. n3 [*318] The aim of agoraXchange is to
demonstrate how law constructs inequalities in a way that makes them
seem entirely natural, and to enlist participants in developing
alternatives. n4
In keeping with this
analysis, the forum solicits ideas for an alternative world game, one
in which players may choose any state in which to be citizens; wealth
at death is redistributed through a global agency to provide for basic
needs; there is no official kinship relation recognized by any state;
and states own all land, assigning use to individuals and corporations
through long-term or lifetime leases.
The
site emphasizes the trope of birth and not capitalism because one's
birth status not only substantively affects the quality of one's life,
but also because hereditary aesthetics make people believe inequality
and violence are impossible to challenge, a view that leads to passive
acceptance of the status quo. Drawing on the collective contributions
of a global public to develop a game in which governments do not
legislate distinctions of birth (through either immigration policies or
inheritance laws) and then putting this game online is an experimental
and synechdocal rendering of the new collaborations and conflicts that
might emerge in this alternative global system. AgoraXchange is at once
both a model and a small example, designed to reveal how the present
world order is the result of elective choices.
Such
a project clearly draws from many literatures and invites many kinds of
disagreements as to the desirability and feasibility of these goals.
For purposes of this Essay, rather than defend the proposals on their
merits, the Essay addresses a recurring problem that faces any effort
that fundamentally challenges prevailing legal institutions: the
concept of "human nature." Any discussion of how to [*319] imagine
future forms of governance that would change the family and the nation
is strongly influenced by intuitions about human nature. Often
unstated, these beliefs nonetheless shape, if not determine, the kinds
of changes thought beneficial and possible.
After
a brief discussion of the still novel phrase "legal aesthetics," the
Essay maps the terrain on which political and legal theory since the
late 19th century has grappled with questions about human nature,
pointing out how the economic social science used to guide public
policy has been drawn from a very narrow camp of writers, namely, those
who advance sociobiological visions that are simply ugly (as well as
empirically questionable). Next, the sociobiological hypothesis of
inevitable aggression that arises from group loyalties is reviewed and
critiqued, especially as it bears on intuitions about the family and
the nation. This is discussed at some length because its claims have a
very profound resonance in today's popular and legal imagination.
Third, the relevance of these legal aesthetics in shaping who we are is
explained in some detail. Finally, this Essay describes how
agoraXchange challenges evolutionary psychologists' assumptions about
human nature.
II. Legal Aesthetics
In the last few years legal theorists have begun to pay increasing
attention to legal aesthetics. n5 In some approaches, legal aesthetics
is simply the use of law to regulate images. For others, legal
aesthetics is akin to an epistemology or a method implicit in judicial
opinions and scholarly texts. Finally, some scholars - and this is the
approach this Essay adopts - see the law as a wide-ranging aesthetic
activity in itself.
A. Law and Overt Visual Policies
Costas Douzinas and Lynda Nead write, "Law has always had a visual
policy and understood the importance of the governance of images for
the maintenance of the social bond." n6 This is probably the most
accessible understanding of legal aesthetics pertaining to [*320]
legal policies regulating everything from pornography to public art.
While many important studies exist in this field, this conventional
understanding of what counts as art and image may also reinforce narrow
thinking about legal texts and institutions. The notion that there is a
fairly circumscribed field of what counts as "art" deters us from
seeing how all sorts of forms and objects, including laws themselves,
can be seen as art. This is not to say that all objects must be seen as
art, only that the dichotomy that separates regulatory subjects from
their objects discourages us from using a more subtle vocabulary in
which to understand art and law (and much else).
B. Legal Writing
In a study of what he calls the aesthetics of U.S. American law, Peter
Schlag focuses on "forms shaping law," and not laws shaping forms. "In
this conception," Schlag writes, "the aesthetic pertains to the forms,
images, tropes, perceptions, and sensibilities that help shape the
creation, apprehension, and even identity of human endeavors,
including, most topically, law." n7 If one consults his quad-partite
taxonomy (the grid, energy, perspectivist, and dissociative) n8 one
begins to sense, however, that his analyses deal with studies other
than those of aesthetics. Schlag puts center stage the criteria of
truth or the narrative strategies used and advocated for the
interpretation of U.S. Constitutional law. At any point in his analysis
one could substitute "epistemology" or "genre" for "aesthetics" without
changing the meaning of his arguments. This is because Schlag concerns
himself with the project of specific interpretativist strategies for
reading Constitutional law, so that Schlag's law is a literary text
that has attracted different readings, and not an object or form in
itself. The question to which Schlag's article is really responsive is
"what are the different assumptions about the truth or reality that
exists in the Constitution and the style of reasoning that follows from
this?" This is not a bad question, but it seems that a study of legal
aesthetics, as distinct from legal criticism, would ask, "How does the
form of U.S.-American law relate to its content?" and [*321] not
inquire into truth claims or what counts as knowledge (the field of
epistemology). Or better ask, "How do we consider the relation between
the form of laws and their substance so as to better understand what
law means?" n9
C. Legal Aesthetics of the So-Called Real World
A third approach to legal aesthetics, and the one pursued in this
Essay, is that which sees law as a medium and an object of far-reaching
aesthetic effects and choices, capable of shaping the world according
to its authors' blend of vision and impulse. n10 The law's effects seem
permanent and even inevitable, but they are always subject to change.
Inspired by Nietzsche's understanding of power, Adam Gearey writes:
The law rests upon an unsure foundation. Law embodies a form, a set of
values that mandate a way of living. What allows the law to be posited
in the first place could also perhaps lead to its overcoming ... .
Aesthetics is, at heart, this energy to mandate the form of a world, to
create oneself. n11
Although law contains imaginative energies, many of today's
practitioners and scholars view the law as the result of an immutable
sociobiological order: "The law effectively denies that the world could
be otherwise, but precisely because the world is constructed, [*322]
it can be made again through conscious activity." n12 Although Gearey
does not mention this, Nietzsche himself addressed this power of
sociobiologists to distort the foundations of their work by making them
seem happened upon and not constructed, to appropriate the space that
was divine will with that of the equally immutable natural order. n13
In the case of family law and citizenship rules - the focus of
agoraXchange - the aesthetics of social Darwinians shape the world of
sex, reproduction, and violence in complicated ways that belie the
apparent parsimony of their starting assumptions.
III. Law and Human Nature
James Madison wrote: "If men were angels, no government would be
necessary. If angels were to govern men, neither external nor internal
controls on government would be necessary." n14 While widespread and
apparently convincing, the premise misleads. The problem for legal
theorists is not simply that people behave in ways that may advance
selfish interests and therefore result in chaos and brutality. In
addition, there is also substantial disagreement as to what counts as
an "angel." That is, political thought diverges fundamentally on what
an imaginary perfect society would look like.
Would
a society of angels distribute their work products through a free
market or would they have a centralized economy - with one angel, a
committee of angels, or a majority of angels deciding who would receive
what? Would a society of angels have separate angel nations, or just
one? Would a society of angels need marriage laws to bestow special
recognition on certain intimate relations? Would a society of angels
rely on inheritance to distribute wealth to the next generation? In
short, regardless of whether we assume people are angels or devils,
substantial questions remain as to how even perfect citizens would
order their affairs. Rather than accept the notion that political and
legal theory is necessary because we are not angels, for angels and
nonangels alike, we may disagree as to how our affairs are best
conducted.
[*323] Agreeing to some
extent that they are angels themselves, or at least not devils - no
political theorist claims to advance ideas so that evil and chaos will
prevail, or to advance his or her selfish agenda - political and legal
theorists have adopted three basic approaches to grappling with the
"human nature" of the subjects and citizens populating their treatises.
When it comes to the basic material with which they are working, they
disagree about the nature and malleability of human beings, offering
three mutually exclusive characterizations of human nature: (1) that it
is plastic and made good or bad by our political institutions; (2) that
it is fundamentally bad and political institutions are needed to
repress inherently selfish, anti-social behaviors; and (3) that human
nature is neither good nor bad, but a fixed distillation of instincts
whose evolution should be recognized and drawn on by our political
institutions in ways consistent with our immutable impulses. Each
choice is implicitly elaborating a distinct legal aesthetic, a taste
for a certain form of the body politic.
A. Human Nature Plastic
An example of the first point of view, that human nature is malleable,
can easily be seen in Plato's Republic, where indoctrination about
hierarchy can be used to create a just society and, in turn, just
subjects. n15 In Plato's account, there is little fixed in us -
including family structures and sex roles - but rather, our behaviors
and ideas take shape as a result of how our political institutions
socialize us. Instruct people from an early age with new ideologies
through the dissemination of, say, a "noble lie" about one's traits at
birth, and it is possible to create a society in which philosopher
kings will make good laws and people will accept them. n16
Another
especially prominent example of this point of view can be seen in
Thomas More's Utopia. n17 Here the possibility of a [*324] completely
different form of society is described - that of the Utopians somewhere
in South America - for the purpose of showing More's contemporaries in
England that the feudal exploitation of serfs is not natural but a set
of happenstance legal relations his readers would be well-advised to
reject. By revealing an alternative human civilization, More implies
England's medieval norms are not God-given, but contingent. n18 Such is
also the approach among the scores of contemporary critical legal
theorists who emphasize the actual plasticity of hierarchies that also
continue to persist in the name of nature, especially those following
from family roles (sex and sexuality), as well as race. n19
[*325]
B. Human Nature Evil
The framework emphasizing the plasticity of institutions and people,
while popular in law school journals and classrooms, does not enjoy
universal currency in politics, nor is it much listened to in the halls
of the Congress or other venues of policymaking in the United States,
where it would be dismissed as "idealistic," or, indeed, utopian.
Instead, social and legal theory written for policymakers in the areas
of inequality and difference are far more likely to draw on one of the
two latter approaches to human nature. An instance of the second
approach is most commonly associated with biblically-inflected
scholarship that ultimately harks back to the story of original sin,
where punishment for a moment's depravity produces a species condemned
to be sinful in perpetuity. With great effort such impious impulses, at
best, may be restrained in one's lifetime, the end being solace
deferred until one's troubling (e.g., greedy, selfish, cruel, arrogant)
mortal body and existence have been shed.
As
we shall see below, those who believe that human nature is downright
evil are eager to implement policies to curtail the consequences of
evil, while those who are certain that human evil is natural have the
banal urge to let it be.
C. Human Selfishness Natural
This third, Darwinian, approach to human nature, the main focus of this
Essay, is the one that is the most analytically confused, but it is
also one widely used among social scientists in the United States, and
it is especially prominent in the work of those promoting conservative
political agendas, though, interestingly, the following premises are
not widely embraced by political elites in other countries. n20
Assuming that human behaviors are fixed to result in a relatively
narrow range of outcomes and relations, theorists influenced by
sociobiology spend little time evaluating differences in [*326] other
theorists' or citizens' preferred outcomes but study the biological
similarities supposedly yielding similar preferences in circumstances
held constant. "If better behavioral models can yield more effective
legal tools," writes Owen Jones, a prominent advocate of evolutionary
psychology, "and if human behavior is influenced by evolutionary
processes, then greater knowledge of how evolutionary processes
influence behavior may improve law's ability to regulate it." n21
According to this school of thought, human behavior is another branch
of animal behavior. Although some of the authors equivocate, the
overwhelming message is that this Darwinian understanding of human
nature should inform law-making, law-interpretation, and
law-enforcement. Just as one would not bring to the study of the
natural sciences a review of subjective preferences, say, for how
gravity should function or how whales should mate, what one thinks
about how humans should behave is irrelevant to evolutionary
psychologists as well.
It is a common
refrain for sociobiologists to claim they are just observing the facts
and will leave to others the policy implications of their research.
John Beckstrom, a leading figure in the law and sociobiology field, is
one who doth protest in this vein rather frequently:
I am a lawyer by formal training, but I am not writing this book as an
advocate. The book was written to simply report the considerable
overlap between the interests of lawyers and sociobiologists and to
illustrate some areas where the interests seem to entwine. Most
knowledgeable scientists would agree that sociobiological theory, as
such, should not be used as a basis for lawmaking until it has become
more settled and empirically substantiated. n22
However, this and other caveats leave an impression reminiscent of the
cautious inventor, Agent Q, telling James Bond that the latest nifty
gadget is still being tested, while the audience shares Q's knowledge
that this weapon will most certainly be used in a later scene (and just
as it was intended, with effects more stunning and [*327] explosive
than even Q had suggested). Indeed just four years later Beckstrom
himself will author a far less hesitant treatise replete with policy
proposals - Evolutionary Jurisprudence: Prospects and Limitations on
the Use of Modern Darwinism throughout the Legal Process - although
nothing in the underlying sociobiology had changed. n23
The
epistemological commitment to an ostensibly objective view of human
development has dovetailed with those whose agenda it is to construct a
world of sexism, ethnic divisions, nepotism and greed. Exemplary of
such a view is the work done by Richard Posner in a field he calls
"bioeconomics," n24 which draws from evolutionary theory in general and
theories of genetic selection in particular, including the work of
Richard Dawkins, The Selfish Gene, discussed below. While Posner
himself is not on the cutting edge of what its advocates refer to as
the "law and evolutionary biology" movement, n25 his work is worth
mentioning because of his stature as a legal commentator, not to
mention a federal judge, and the resonance of his tendentious arguments
outside the academy.
After dwelling for
several chapters on the relevance of sociobiology to economic analysis,
Posner comments that the "reader need not accept sociobiology to find
the main arguments of this book persuasive." n26 The remark betrays the
fascination with and authority of this field in the legal imagination.
If sociobiology is not a premise Posner needs to sustain his analyses
then it seems either a waste of time or manipulative to devote such
space to this field. We [*328] do not find Posner offering
corollaries between his sociolegal observations and astrological
predictions, accompanied by a similar caveat. Posner knows that the
astrological discourse would not be taken seriously and would
delegitimate his findings, whereas he believes that sociobiological
credentials put his work in respectable company and enhance the stature
of his conclusions. Richard Epstein also uses a view of human nature to
justify conservative policies. n27 Thomas Grey observes that Epstein
"reads into American constitutional law the view with which Malthus
scandalized the civilized world at the beginning of the 19th century -
the view that government must leave the weak and helpless to their
fate." n28 It is not surprising that Posner and Epstein, who both come
out of the Chicago School - known for its interest in applying economic
analyses to law - would both embrace evolutionary theory. As Epstein
himself writes: "Economics no longer makes arbitrary postulates about
individual behavior: it derives and refines its assumptions through
evolutionary theory, which explains not only how wings evolve from
limbs, but also what mental traits natural selection equips ordinary
human beings who breed, feed, and kill in conditions of extreme
scarcity." n29
Despite variation in human
behavior, numerous social scientists and politicians have used analyses
such as those in Posner and Epstein to infer very narrow and strong
norms for our political-economic institutions. Although serious
evolutionary biologists acknowledge that they find natural selection
accommodates selfish, as well as altruistic behaviors, the public
policy proponents of evolutionary biology in law pursue strictly
conservative political agendas. n30 But matters would not improve if
the sociobiologists' accommodations of altruism were also incorporated
into policy debates. Because sociobiology is supposedly a science
devoted to prediction, these frameworks are poorly suited for
understanding conflicting data and extreme variation under
circumstances held [*329] constant. As a result, in striving to keep
the sociobiological faith, practitioners offer analyses that often lack
rigor and consistency. Beckstrom's work, cited with approval by Posner,
is exemplary of this. While adopting an overt tone of modest scientific
neutrality, he puts forward unfalsifiable arguments that betray two
glaring failures. First, he treats contemporary law in the United
States as both a dependent and an independent variable for something
like the field of sociobiology. Second, he deploys different decision
rules for interpreting the evidence. When U.S. policies violate
Beckstrom's natural selection hypotheses, he suggests that U.S.
policies should change. On the other hand, when U.S. policies are
consistent with Beckstrom's sociobiological models, then this is
evidence that sociobiology is a robust science. Beckstrom's empirical
inferences are internally inconsistent elsewhere as well. Exactly the
same practices may mean one thing in one context and the direct
opposite in another - both of course supporting his overarching
sociobiological project.
"It may seem
circular or inconsistent to suggest that a theory, when substantiated,
may be used to add strength and verity to a structure like the law and
then suggest that there is some strength of verity in the structure
that might be used to test the theory," n31 Beckstrom acknowledges.
This observation crystallizes the paradox of the sociobiologist's
mission - to add "strength" to what its own survival suggests is
already powerful, and to add "verity" to what, by its own self-account,
is indisputably true. Although Beckstrom seems to recognize he is in a
bit of a muddle, without this circularity sociobiology is just another
source of testable hypotheses, and not a privileged site for policy
prescriptions.
In addition to the
revealing semantics of Beckstrom's methodological admissions, the goal
of using the law as a dependent and an independent variable
substantively requires research outcomes that are every bit as
pre-determined as the human behavior Beckstrom investigates. Real
change, creativity, imagination, something new and interesting is
impossible. Laws can only "strengthen" what is already there, albeit
not in effect, which is very dull indeed. If one is going about
advocating a new thing, why not celebrate its newness rather than treat
it as more of the same? In other words, [*330] the decision to
advocate change is not for fixed moral reasons, but for fixed natural
ones. If one is going to advocate change, then it is clear something is
missing, something will be done differently.
The
decision for law to be an instrument of science is not a moral, but an
aesthetic one. The actual result of all this is that even those
experiences that confound sociobiological expectations are ones
Beckstrom points out need to be adjusted so as to "strengthen" the
social organism, n32 while those behaviors consistent with Beckstrom's
sociobiological hypotheses prove their "verity." n33 The defense of
this sometimes bidirectional, sometimes inferential process is the
assertion that it is possible to distinguish "aspects of the law and
legal process that might profitably be looked to for testing from those
that might be in need of fine tuning." n34 The suggestion that one
could just as easily swap causes with effects inadvertently reveals the
laziness of those who inhabit the sociobiological universe.
Exemplary
of the empirical sloppiness in Beckstrom's work is the epistemic status
of lawmakers themselves. His account of his subjects' attributes
changes depending on the section of the book. Where Beckstrom wants to
convince his readers that legal opinions confirm sociobiological
predictions he says the "three million easily accessible reports on
human transactions written by educated, experienced, and generally
articulate members of U.S. society should be considered the equivalent
of the accumulated cultural knowledge of 'elders,' in a broad sense of
the term [used] by anthropologists." n35 Just as tribal elders
supposedly provide a good clue into the broader norms of the societies
they inhabit, when judicial elders share the "same opinion regarding
typical behavior, their consensus lends confidence that it was right,"
and hence such opinions "can assist in testing sociobiological theory."
n36 However, when examining these same "elders" elsewhere in the text
he wants to use them to advance a contradictory sociobiological claim,
namely that such lawmakers are not representative, but rather selfish
individuals seeking to advance the interests of their own narrow group.
[*331]
In trying to understand how it is the case that avowedly representative
political institutions regularly pass laws that "disproportionately
benefits a narrow group that includes the lawmakers," n37 Beckstrom
points out that this too confirms sociobiologists' predictions.
Legislation consistently favoring the older, wealthy, white men
"illustrates how one might approach an isolated legal action from a
sociobiological viewpoint in an effort to uncover the self-interest of
the responsible lawmakers." n38 Since the traits of wealth, age, sex,
and race Beckstrom imputes to the majority of legislators hold for the
majority of the judges who write legal opinions, it is difficult to
understand why the views of the legislators should be held to be
partial and the views of the judges to indicate unmediated elder
reports on their broader culture. From the outset it is simply
impossible, by Beckstrom's own account, to assess whether laws and
court opinions reveal something about the motives of the participants
making decisions or those of some median "average" individual in a
particular society.
Another example of
this flawed reasoning occurs in Beckstrom's discussion of custody law.
When it suits his argument that "parental solicitude" is reserved to
genetic progeny, n39 Beckstrom says that marriage is not a good proxy
for inferring paternity. n40 However, in a much earlier section, making
a different point on the subject, he asserts that marriage is a good
indicator of paternity. n41
"What to make
of this kind of stuff?" asks Thomas Grey, after listing similar
inconsistencies in the analysis and evidence that Richard Epstein uses
to advance evolutionary frameworks for understanding property law:
In one sense, Takings belongs with the output of the constitutional
lunatic fringe, the effusions of gold bugs, tax protestors, and
gun-toting survivalists. It is a sign of the times that the book is
published not under some vanity or right-wing specialty imprint, but by
the Harvard University Press. Richard Epstein himself is no
semi-literate pamphleteer, but the James Parker Hall Professor of Law
[*332] at the University of Chicago ... . In the face of all this it
seems necessary to say that Takings is a travesty of constitutional
scholarship. n42
Although the scholarship of sociobiologists has been severely
criticized over the years, the work still retains the aura of rigor and
objectivity or, as Posner puts it, a non-ideological "pragmatism" that
claims to be interested purely in making our society run with the least
friction possible. n43
IV. What Works: A New Pragmatism
One way to think about the dichotomy between those who emphasize the
importance of nature and those who emphasize the role of ideas -
including political tracts, art, and scientific articles - in shaping
human behavior and laws is to understand the two poles as forming a
dialectic between what works and our ideas about what works. In other
words, we are used to thinking that although our ideas of reality may
shape behaviors that then affect reality, there is a very distinct
realm of what is real, and ideas about what is real only affect the
former through a mediating agent or institution. Legal scholars
committed to sociobiology want to avoid mistaken conceptions of
reality: only when we are correct are we the most efficient ("strong")
or the most truthful (sociobiology's "verity").
When
we abide by such a dichotomy between nature and ideas we do not pay
attention to the tremendous range in what can work and hence overlook
the large number of possibilities for what will be the so-called right
idea. Many practices may work, and many potentially right ideas exist,
the truth of any one is dependent on what is being done, and especially
on what is being institutionalized through law at any particular point.
n44 This differs from a perspectivalist claim that what counts as the
truth varies in the eye of the beholder. Here it is in their uses -
various, conflicting, and at different levels of self-consciousness -
that ideas are grasped as [*333] having different degrees of reality;
n45 and this differs from claiming that what seems true changes
depending on subjective beliefs of observers. This challenge to the
view of what counts as real depends on a new understanding of physics,
not metaphysics. Ideas, symbols, and beliefs only exist as things, as
the ink on the page, the electronic emissions on the screen, the
compression of air when one speaks and so forth. Noticing this may
assist those anxious about acknowledging power and truth in what cannot
be seen and touched, in realizing that ideas too are real, because they
too are material.
The ostensibly objective
views of law put forward by Posner, Beckstrom, and Epstein are actually
visions, guidelines for what will be created, with imminence conveyed
by being grounded in matters of fact. As is the case in all views, they
may emerge first in a subtle material, as talk, or an academic paper
circulated on the internet, just as others may be presented in an
avant-garde film, a joke or a prayer perhaps, and then, for some of
these ideas, in forms that seem much more tangible than "mere" ideas,
in buildings, in transportation networks, in nations, families, races,
sexes, ethnicities, religions, and then in nature, from the Latin
nasci, meaning birth, that which cannot be changed, questioned, a real
fact. Any indeterminacy of what is real, what is material, does not
depend on what is either a priori practical or material, but rather
what is put into practice. Laws and behaviors are materialized through
the vision and will of political agents implementing their aesthetics,
not our instincts.
Were it the case that
laws could claim legitimacy on the grounds that they were simply
reinforcing innate instincts, evolutionary theorists in the United
States should be demanding the end of state sanctioned marriage, since
the practice clearly is not one that people are finding especially
adaptive. As to those behaviors that are truly selected for by nature,
governments do not need to impose rules or provide special incentives,
as did President George W. Bush in his proposal to spend $ 1.5 billion
to bolster the institution [*334] of marriage. n46 That the legal
codification of "heterosexuality" is not always easy does not, however,
mean it is not pragmatic, or even that it is wrong. The present
marriage policy in the United States is both impractical and practical,
depending on what one wants society to look like. The real problem
facing those who want to use insights about the role of law in society
to improve the human condition is not that we lack empirical
information on what laws do, or even what works best, but the sense
that law is reflecting human nature and not creating it, that our
beliefs about human nature are fixed in certain ways because we are led
to believe human nature itself is a fixed and determinate condition.
The
first reason that such a view on the relation between law and nature
needs to be directly addressed is that most of what people believe
about our most important practices and identities, from marriage to
nationalism to religious observance, is based on neuroses. Second, and
relatedly, if people hold fast to their present beliefs this means
death to creativity, openness, and possibility. n47 When law's form is
seen as passively reproducing nature's plan, then this affects, or
better, refracts the content in a particular manner that in turn
informs us of law's shape as well. This is not because of any direct
causal activity between form and content, but rather how the fit
between law's form and content yields a specific meaning. The
effectiveness of this can be seen in its ability to exercise its
authority so quietly and imperceptibly.
One
can find numerous political and legal theoretical treatises dedicated
to explaining how the authors know that governance should be based on
the assumption that human nature, though plastic or evil, can be molded
or repressed. But very few authors in the social sciences are
associated with a thoroughgoing theoretical or epistemological defense
of sociobiology. n48 Instead, one finds social [*335] scientists,
especially economists and political scientists, but also legal
theorists, simply referencing social biologists and evolutionary
psychologists as a matter of empirical veracity. Implicit in the
absence of a political theoretical defense of sociobiology in the
social sciences is the belief that the objective discussion of observed
human behaviors does not require a justification, that this research
and its policy implications are simply representing reality.
An
example of this invocation of scientific authority without any
theoretical inquiry appears in a law journal article explaining the
basis of the U.S. Constitution in proto-evolutionary theory. John
McGinnis writes:
It is only recently that the fruits of this revolution in the social
sciences have become widely available to the public, partly because
many social scientists are hostile to these ideas for political
reasons. In the long run, however, science cannot be suppressed. The
ongoing rediscovery of the constraints of human nature accounts in
large measure for the recent skepticism in Washington about
collectivist solutions imposed in the past. n49
The market-based solutions for awarding the hazards and benefits of
public goods and the absence of national health care are symptoms of
Washington's embrace of evolutionary theory McGinnis endorses. As an
implicit corollary, McGinnis must think that the "rediscovery" of
social Darwinism by U.S. policymakers - because social Darwinism is the
right lens for understanding human behavior - makes the United States a
better country than those that have more communitarian and altruistic
norms. Rather than take the United States's acceptance of evolutionary
psychology as endorsement of U.S. policies, the more empirically
interested investigation of this sort would have noticed that every
other advanced industrial society in the world today has a much more
substantial investment in public goods and welfare, and might have
inquired into this variation (especially in light of the higher life
expectancies and lower rates of infant mortality in these other
countries, that natural selection especially would seem to favor). By
only applying the natural selection hypothesis to the United States,
McGinnis violates [*336] a basic rule of social science. Selecting
his case on the dependent variable (conservative social policies during
Reagan's presidency), he overlooks the plethora of practices at odds
with his hypothesis. McGinnis never asks why "constraints of human
nature" only are recognized by the homo sapiens in 1980s Washington,
D.C. and not those in Stockholm. A more honest appraisal of the social
policies among countries would lead to dismissal of the truisms of
evolutionary psychology rather than an elevation of the stature of U.S.
policies for their agreement with McGinnis's sociobiological premises.
Explicitly
committed to an agnostic pragmatism (whatever leads to survival is
practical), sociobiologists are inevitably apologists for a crusading,
albeit confused, conglomeration of patriarchalism, individualism, and
nationalism (whatever leads to advancing men's honor, self-interest,
and a nation's dominance is good). In her review of Posner's Sex and
Reason, Margaret Chon nicely states the tension between the commitment
to utopianism and to pragmatism that runs through Posner's work. On the
one hand, Chon writes, Posner reveals the "modernist desire for
objective reason and the utopian possibilities it might release, if we
only could just get it right." n50 On the other hand, she quotes Posner
writing, "The pragmatist's real interest is not in truth at all but in
belief justified by social need." n51 Summarizing the tension she
writes:
Though he confirms elsewhere that science is a social activity, he
adheres in Sex and Reason to a narrative of science that reinforces the
way things are in nature perspective ... . His selective use of
evolutionary theory shows a compulsive need to authenticate his
discipline of economics as this type of science, much like a nervous
outsider who name-drops endlessly in an effort to be accepted at a
party. n52
To be clear, I am not claiming that the academic terrain of legal
theory in the United States is dominated by evolutionary psychological
[*337] models. The Chicago School's glorification of markets because
they mimic natural selection or Posner's use of evolutionary theory to
explain human behavior are just one part of legal theory. In fact, a
cursory review of articles in leading law and law and society journals
would suggest that the field of legal theory is equally populated by
social critics with subtle readings of the complexities of power,
violence, and how law presently shapes, or should shape, our legal
relations. Those essays on sex, sexuality, race, ethnicity and justice
that dominate law school syllabi and most of those in the top ranks of
U.S. law faculties today have little interest in sociobiology.
Indeed
the disparity between the legal aesthetic sensibilities of leading law
scholars and those setting the social policy agenda for the U.S.
government over the past twenty years is truly stunning. To take the
obvious example of Rawls, criticized in law journals for his
conservatism more than anything else, one would think that there is an
inverse relationship between a theorist's importance to other scholars
and the extent to which a theorist's ideas will be debated, much less
implemented, at the highest levels of U.S. government. n53
So
if people like Posner, Beckstrom, Epstein, and McGinnis are not
gleaning their views from most law review articles, and in fact are
fiercely attacked by their peers, what is the intellectual community
authorizing these evolutionary frameworks for law? In order to
understand the basis of the views held not only by many influential
legal theorists, but much of the American public, we need to turn to
experts on whom their approaches rely, writers who are not legal
scholars themselves, but evolutionary biologists and psychologists.
[*338]
V. Who Are the Sociobiologists Being Cited By Today's Legal Scholars?
To be persuaded that legal practices and other human creations should
be contemplated without reference to beliefs about biological
constraints, as agoraXchange requires, means showing that the family in
particular, and the nation more generally - institutions providing the
bedrock of the human sociobiological paradigm - result from laws, not
genes. This entails considering the authors' sociobiological legal
scholars reference, in particular competing evidence to claims that the
family, the nation - indeed any bonding within so-called primordial
groups antagonistic to others - and all other organisms are partial to
their own kind. n54 To the extent that the premises of the writers such
as E.O. Wilson, Richard Dawkins, and Donald Symons are flawed, the
analyses drawing on these works by Posner, Beckstrom, Epstein, and
McGinnis to ratify a passive hierarchical violent world merely are
reflecting the fantasies of these writers. Calling attention to the
problems in this work is important because the proliferation of these
sociobiological fantasies is producing an ugly world, and not simply
because bioeconomic legal fictions misapprehend the world.
A. The Human Family Exists Because of Evolution and Natural Selection
According to the revised 2000 edition of E.O. Wilson's famous textbook on sociobiology:
The building block of nearly all human societies is the nuclear family.
The populace of an American industrial city, no less than a band of
hunter-gatherers in the Australian [*339] desert, is organized around
this unit. In both cases the family moves between regional communities,
maintaining complex ties with primary kin by means of visits (or
telephone calls and letters) and the exchange of gifts. During the day
the women and children remain in the residential area while the men
forage for game or its symbolic equivalent in the form of barter and
money. The males cooperate in bands to hunt or deal with neighboring
groups. If not actually blood relations, they tend at least to act as
'bands of brothers.' Sexual bonds are carefully contracted in
observance with tribal customs and intended to be permanent. Polygamy,
either covert or explicitly sanctioned by custom, is practiced
predominantly by the males. n55
This section, coming at the end of a long textbook climbing the
evolutionary tree, implies that the alleged frequency of the "nuclear
family" in other species and in our hunter-gatherer ancestors proves
its necessity for human society. The passage from Wilson also suggests
that the nuclear family is nested in a larger modern-day equivalent of
a clan, or band of blood brothers who establish rules regulating sexual
access among themselves to ensure stability for competing against
"neighboring groups." The family is the most cohesive and foundational
unit of any group, sociobiologists believe, and hence they infer that
just as a father will identify first with his family against others,
families will also coalesce and defend their groups against others as
well.
The result of such patterns, according to Wilson, is first tension with other groups, and later war:
Any group of people that perceives itself as a distinct group, and
which is so perceived by the outside world, may be called a tribe. The
group might be a race, as ordinarily defined, but it need not be; it
can just as well be a religious sect, a political group, or an
occupational group. The essential characteristic of a tribe is that it
should follow [*340] a double standard of morality - one kind of
behavior for in-group relations, another for out-group. n56
Wilson points to the Sinhalese and Tamil ethnic conflict in Ceylon as
exemplary of this dynamic, explaining that when there is awareness of
group difference, "Xenophobia becomes a political virtue" and the
result is violence. "History is replete with the escalation of this
process to the point that the society breaks down or goes to war,"
Wilson explains, "No nation has been completely immune." n57
Emphasizing
the instinctive character of such fighting, sociobiologist Konrad
Lorenz in his book on aggression writes that the "militant enthusiasm"
of group membership is "dangerously akin to the triumph ceremony of
geese and to analogous instinctive behavior patterns of other animals."
He continues:
The social bond embracing a group is closely connected with aggression
directed against outsiders. In human beings, too, the feeling of
togetherness which is so essential to the serving of a common cause is
greatly enhanced by the presence of a definite, threatening enemy whom
it is possible to hate. n58
Lorenz proposes that an objective visitor from Mars would "unavoidably
draw the conclusion that man's social organization is very similar to
that of rats, which, like humans, are social and peaceful beings within
their clans, but veritable devils toward fellow-members of their
species not belonging to their own community." n59
Even
Joshua Goldstein, a social scientist who reviewed twenty-one hypotheses
for why it is virtually always men who go to war, thinks that while
biology does not explain the ubiquity of male soldiers, the very fact
of war itself has biological roots:
[The] interstate system reproduces at the level of large groups the
biologically based scripts and dynamics found at the level of small
groups. Overall, the international hierarchy resembles a dominance
system, fluid international alliances resemble chimpanzee politics, and
the tit- [*341] for-tat reciprocity studied by international
relations researchers resembles the reciprocal behaviors that enable
cooperation in small groups. n60
Although institutions such as the United Nations and multilateral
treaties may ameliorate some harms, the biological roots of group
difference ultimately demand deadly confrontations, meaning "armies
that answer to large-group rules - conquest, dehumanization, and lethal
violence." n61
B. Assessing the Evidence on the Evolutionary Basis of the Family
Significantly, Wilson's fantasies about the so-called average family in
a typical city have no basis in our empirical experiences. In the
United States, about half of those over fifteen years old are
unmarried, and among those married only 21% conform with Wilson's
statement of what is normal, i.e., a household with a sole male
wage-earner. n62
Also, Lorenz and other
sociobiologists assume domestic harmony. But if Lorenz's Martian were
to touch down on earth this visitor would observe that about half of
all violent deaths worldwide since 1989 have occurred in war (about 8
million), n63 and of the remaining, the plurality were a result of
intimate partner violence, parental violence, and suicide. n64 As
alluded to above, Wilson's description of the family in an industrial
city, supposedly written for a revised 2000 edition, misrepresents the
facts. Almost half the children in the United States will not be raised
by two parents who are genetically related to them, n65 a situation
sociobiologists predict would not occur because individuals should have
little interest in devoting their resources to the continuation of
someone else's genes and genetic fathers should stay with the mothers
of their children [*342] to protect them. n66 While one might expect
such an empirical error from a casual social commentator, that it comes
from an esteemed natural scientist speaks volumes about the importance
of ideology in this field.
Not only is
Wilson's bread-winner model of the family inaccurate, when such
families exist, they tend to be those with the most violence. A study
of ethnographic data from ninety societies concludes that "wife beating
occurs more often in societies in which men have economic and
decision-making power in the household [and] where women do not have
easy access to divorce..." n67 Interestingly, whereas Wilson's genetic
account would predict men would not harm pregnant wives, as that would
endanger their progeny, the data show that intimate partner violence is
responsible for a great deal of maternal mortality: "A recent study
among 400 villages and seven hospitals in Pune, India, found that 16%
of all deaths during pregnancy were the result of partner violence...
Being killed by a partner has also been identified as a important cause
of maternal deaths in Bangladesh and in the United States." n68
And
even more damning for Wilson's claims about genetics than evidence that
marriage contributes to fathers harming the mothers of their children
and indirectly harming their children, are data showing parents
directly injuring and killing their own children. Compare Wilson's
prototype of happy hunter-gatherer families with the following:
[*343]
. In a cross-sectional survey of children in Egypt, 37% reported being
beaten or tied up by their parents and 26% reported physical injuries
such as fractures, loss of consciousness or permanent disability as a
result of being beaten or tied up.
. In a
recent study in the Republic of Korea, parents were questioned about
their behavior towards their children. Two-thirds of parents reported
whipping their children and 45% confirmed that they had hit, kicked or
beaten them.
. A survey of households in
Romania found that 4.6% of children reported suffering severe and
frequent physical abuse, including being hit with an object, being
burned or being deprived of food. Nearly half of Romanian parents
admitted to beating their children 'regularly' and 16% to beating their
children with objects.
. In Ethiopia, 21%
of urban schoolchildren and 64% of rural schoolchildren reported
bruises or swellings on their bodies resulting from parental
punishment. n69
A study in China indicated
an annual rate of "severe violence against children, as reported by
parents, of 461 per 1000." n70 In light of the high proportion of
children sustaining injuries from their parents and even being killed
by them, it is easy to see why Freud would think the many of us who
find value in the family, even when we are not directly participating
in violence ourselves, are not affirming but denying life.
The
above statistics about family violence and misery are very incomplete
portraits of family life. We all know that families can also be sources
of tremendous warmth and intimacy. Many parents provide for their
children's emotional and physical needs in ways that are entirely
admirable. But because the opposite occurs as well, it seems important
that when evaluating the contributions to human well-being made by the
present family structure we take in what happens there in all of its
complexity, which requires abandoning myths enticing us to embrace it
wholeheartedly as a site of safety and unambivalent love. Looking
objectively at the history of the family, it is impossible to see how
anyone could meet the burden of proving the extravagant claims offered
on behalf of its contributions to the happiness and well-being of its
members.
[*344] Just as family violence
is not primarily a consequence of families fighting against each other
but a site of internal conflict, the nation and war are not necessary
expressions of innate aggression, either, both having been challenged
frequently and intensely by those with empathic and cosmopolitan
commitments. n71 Eloquently summarizing the impulse informing the acts
of courage by those opposing violence in their name, Dunja Blazevic,
Director of the Soros Center for Contemporary Arts, Sarajevo told me,
"The first responsibility everyone has is to resist the nationalism of
their own country." By showing the centrality of legal changes to the
variation in our past and present affinities, it is possible for legal
theorists to demonstrate the plausibility of new images of governance,
such as those agoraXchange promotes, and relatedly, to counter the
conservative pseudo-empiricism, in other words, the wishful thinking of
conservative ideologues.
C. Sociobiologists as Utopians
The conventional wisdom these days pits sociobiological "realists"
against social constructivist "idealists," with the former telling the
latter that their visions of change are idle fantasies. But as we see
in the evidence above, insofar as sociobiological preferences for the
nuclear family with a male head of household is neither adaptive nor
prevalent, the norms that follow from their theories are as utopian as
the cosmopolitan, egalitarian ones they dismiss.
It
is telling that the sociobiologist who authored the "selfish gene"
theory Posner celebrates, Richard Dawkins, actually rejects inferences
from genes to decisions about war and peace. At the end of a book
urging that natural selection occurs at the level of individual genes
and not species, Dawkins says that the basis on which individual humans
decide whether and how to join and perpetuate groups is not determined
by genetic natural selection:
As an enthusiastic Darwinian, I have been dissatisfied with
explanations that my fellow-enthusiasts have offered for human
behavior. They have tried to look for 'biological advantages' in
various attributes of human civilization. For instance, tribal religion
has been seen as a mechanism for solidifying group identity ... The
argument I [*345] shall advance, surprising as it may seem coming
from the author of earlier chapters, is that, for an understanding of
the evolution of modern man, we must begin by throwing out the gene as
the sole basis of our ideas of evolution. n72
Instead of biological fitness selecting for genes as the motor of human
civilization, Dawkins argues that it is new ideas that may be selected
for - what he calls "memes" - and that these convey discrete beliefs.
The ones people like - evaluated on many grounds and not just whether
they are conducive to biological fitness - are the ones that survive
and that influence human behavior independent of genetic pressures. n73
Although
he does not acknowledge it, Dawkins must have known he was echoing a
point that had been made by philosophers and social critics since
Plato, that as our biology shapes the ideas that may be selected for -
certain beliefs are simply unimaginable because of our biology and
environment - our ideas shape our biology. In the case of Plato's
Republic it was assumed that if a "noble lie" were told indicating
people were born of the earth with gold, silver, or copper, then people
would behave in a manner conducive to a strong, well-ordered society,
not because such a distinction of metals existed but because those
believing this to be the case would act accordingly. In the case of
Plato's society or any other going to war, the most crucial biological
fact of life or death is not determined by genes but by hegemonic
ideas, especially those expressed in laws. n74
Advocating a very active view of the role humans consciously play in shaping their destinies, Dawkins writes:
Even if we look on the dark side and assume that man is fundamentally
selfish, our conscious foresight - our capacity to simulate the future
in imagination - could save us from the worst selfish excesses ... . We
can see the long-term benefits of participating in a 'conspiracy of
doves', and we can sit down together to discuss ways of making the
conspiracy work. We have the power to defy the selfish genes of our
birth and, if necessary, the selfish [*346] memes of our
indoctrination. We can even discuss ways of deliberately cultivating
and nurturing pure, disinterested altruism - something that has no
place in nature, something that has never existed before in the whole
history of the world. n75
According to Dawkins, it is memes or ideologies prescribing selfish
behaviors, not genes. When it comes to human possibilities of peace and
altruism, even if a selfish gene exists, it has indeterminate
consequences for what we decide to do. If the internal contradictions
in sociobiological thought and its failure to predict obvious patterns
of human behavior are not reason enough to pull away from the sway of
seeing our institutions and behaviors as rooted in nature, perhaps
authorization from someone viewed as an eminent authority on natural
selection may urge us forward in a project demonstrating the
contingencies of the past and future.
From
just this brief sketch of change and debates about foundational
practices and institutions we see the ebb and flow of history and the
flux at any single moment dissipating any conceivable image of a
single, timeless human nature shaping social events. For any issue on
which observations about instincts are brought to bear there has been
substantial disagreement in ideas and practices: slavery, despotism,
hereditary kingdoms, the oppression of women, racial inequality, and
the alleviation of colonialism, including in the British colonies of
the Americas, were all at some point defended as expressions of a
natural order whose violation would bring ruin and even damnation.
VI. The Legal Aesthetics of Family and Nation
Hegel noted in his Philosophy of Right that while ideas may survive in
several cultural media, the most effective method for materializing and
extending the life of an idea is through law. In fact, if an ethical or
moral belief is not a law, it quickly becomes just another passing
fancy. Slavery is an excellent example of this. It is truly stunning to
compare the ubiquity of slavery over the last several millennia, when
it was rarely even questioned, with the virtually universal
condemnation of this institution today. This radical shift [*347] is
not a result of aggregated individual opinions coincidentally changing
at the same time, much less fast-paced changes in the means of
production, as Marx and some historians of the Americas allege, but
occurred soon after European states accepted the edict of the Catholic
Church prohibiting the enslavement of people captured in just wars, an
empty Papal proclamation until European kings acceded.
The
slave trade to the Americas, while protected by law for between two and
three centuries after being banned within Europe beginning in the
mid-fifteenth century (depending on the country), was not integrated
into the fabric of the state's existence in the same way as the earlier
enslavement of prisoners of wars and captive populations. Though this
is a topic deserving of far more extensive discussion, the bottom line
is that once untethered from the logic of war and state survival,
slavery came to a relatively quick legal, behavioral, and then
ideological demise. While of course many media beyond our genes
influence the shape of the human body and its possibilities, perhaps
the most important is the law.
A. Etymology of Law
That even scientists choose to express their axiomatic observations as
"laws of nature" suggests the primal force evoked by the concept of a
law. It is rather interesting that the ultimate expression of certainty
regarding a physical event is expressed in a vocabulary directly lifted
from the language of specifically human affairs, not physical ones.
Isaac Newton could have characterized gravity in many ways; there is
nothing about consistent behavior which requires this be called a "law"
and not something else such as a principle, axiom, or system. This
legal nomenclature is not a casual decision but is one among several
places where Newton's Principia draws heavily on political images of
authority.
Not only does Newton call his
statements about physical regularities "leges" (laws) but his
concluding chapter, as well as Edmund Halley's dedicatory poem,
repeatedly invoke images of the political order to establish and
explain the authority of the natural order. "Behold Jove's calculation
and the laws," writes Halley, "That the creator of all things, while he
was setting the beginnings of the [*348] world would not violate,"
n76 and in a section titled Mundi Systemati Newton pursues a lengthy,
arcane etymological discussion of the meaning of deus as opposed to
dominus deus ("lordship God" is how Bernard Cohen and Anne Whitman
translate this). n77 Newton elaborates on the implicit sense of
political authority 'deus' contains: "Our fellow countryman Pocock
derives the word 'deus' from the Arabic word 'du' (and in the oblique
case 'di'), which means lord. And in this sense princes are called
gods, Psalms 82 and John 10:35. And Moses is called a god of his
brother Aaron and a god of king Pharaoh (Exod. 4:16 and 7:1). And in
the same sense the souls of dead princes were formerly called gods by
the heathen, but wrongly because of their lack of dominium." n78 The
point of Newton's etymological exegesis is to assert that the world's
order is not one of simple evident facts, but carries the same
imperatives as a political order on which even God must depend to make
his presence of significance. Though the text of the Principia appears
to advance overt ideas of a world order that has its own logic that can
be deduced but not affected by mortals such as Newton, the framing
texts suggest something quite different -- that the ultimate original
template of knowledge is that power located in specifically human
political affairs. The rule of kings is not like that of the physical
imperatives willed by God, but God is only truly God when ruling like a
king, like one with the supplemental dominus not contained in deus
alone, or at least not in an idiomatic use that does not require
Newton's etymology.
By bringing this world
kingdom to bear on interpreting the meaning of the cosmos, Newton
suggests that it is willful power, not arbitrary events, that best
characterize what makes the universe work and that if we want to
understand how God does all this then there is no neutral religious
vocabulary of God that evokes the right metaphor. Rather, Newton needs
to resort to the political vocabulary of kings in order to make clear
exactly who his god, the god of natural laws, really is.
[*349]
By referring to his generalizations about motion as "Axiomata, sive
Leges Motus" and titling each of them "Lex" I-III, Newton
self-consciously evokes the law of Moses, as Halley also infers in his
poem comparing Newton's laws to the work of "He who commanded us by
written tablets to abstain from murder, Thefts, adultery, and the crime
of bearing false witness," and finds Moses "did less than our author
for the condition of mankind." n79 Even more than Moses' laws, Newton's
have rendered unto humanity the outlines of God's fierce power: "Nec
fas eft proprius mortal: attingere divos." n80 Further suggesting the
basic metonymic association of law and politics are carrying along the
meanings of God and science is the fact that the Latin lex and its
plural leges that Newton uses were especially prominent in
Ecclesiastical Latin. Both Halley and Newton would have been very
familiar with how lex "especially" referred to the "law of Moses." n81
When Newton announced the laws of motion he was placing himself in the
footsteps of Moses, who also was informing people, on the highest
authority in the universe, that certain laws existed.
That
one could, even after the Ten Commandments, curse one's parents did not
detract one bit from the certainty and especially the authority which
Newton sought for his laws by invoking those of Moses. While theorists
emphasize the difference between natural law and positive law as the
difference between what is inevitable and what is contingent, the very
deliberate evocation of law and its overtly political context of
dominion and conquest (what if the other side had prevailed?) suggests
that the firmest foundation for regularities of existence is not a rock
but the human artifice. n82
Either written
or passed on through tradition and oral history, those ideas that have
the formal imprimatur of political institutions exert an especially
strong influence on our individual and collective actions, and can be
described as having aesthetic as well as pragmatic [*350] causes and
effects. One way to think about Newton's use of "lex" as the image for
the regularities he had in mind is to contemplate its aesthetics for
our period as well. Instead of the sociobiological instinct - to use
nature as providing evidence for the form of law - Newton authorizes us
to consult the form of law for understanding the (phenomenological)
evidence of nature. What we think is nature is not only made by law,
but has its very idea of inevitable patterns exemplified through law.
To understand what this sort of law looks like requires understanding
the aesthetics of this word-image.
B. AgoraXchange
To the realists - You sober people who feel well armed against passion
and fantasies and would like to turn your emptiness into a matter of
pride and ornament: You call yourselves realists and hint that the
world really is the way it appears to you.
Only
as creators! - This has given me greatest trouble and still does: to
realize what things are called is incomparably more important than what
they are. The reputation, money, and appearance, the usual measure and
weight of a thing, what it counts for ... all this grows from
generation unto generation, merely because people believe in it, until
it gradually grows to be part of the thing and turns into its very body.
What
at first was appearance becomes in the end, almost invariably, the
essence and is effective as such. How foolish it would be to suppose
that one only needs to point out this origin and this misty shroud of
delusion in order to destroy the world that counts for real, so-called
'reality.' We can destroy only as creators. But let us not forget this
either: it is enough to create new names and estimations and
probabilities in order to create in the long run new 'things'. n83
In
these passages Nietzsche is confronting social Darwinians, whom he saw
as creating and not describing an especially debased sort of human
being. Rather than accept the conventional division between scientists
and artists, Nietzsche thought that all representations, including
those of the moral psychologists whom he confronted, were a form of
artistry. Insofar as the words and images being used were making us bad
people - the passive, dull, [*351] inert matter of natural selection
- the problem with scientists was not that they were unobjective, but
that they were bad artists. The words of these scientists were creating
an undesirable kind of human and to the extent that such figures were
accepted, these scientists would be right about us. To be clear, they
would be right not because they had objectively observed us as we truly
are, but because their words would materialize us to embody their
images. To challenge these scientists it was not enough to simply
critique their ideas, but rather, Nietzsche thought, writers needed to
proliferate new images of humans in order to create new human beings.
The
purpose of agoraXchange is to concretize Nietzschean insights about
legal institutions in two ways: first by showing how current political
institutions embody a dialectic of law's form and substance. While in
form and content today's laws effect i.e., as in make efficacious, an
organism restricted by hereditable laws of nature, the site proposes
that this is not because of any deep truth about our nature, but due to
the institutionalization of a very specific legal aesthetic. Second,
the website's form and content provide a way of presenting an
alternative legal aesthetic for decisions that are neither inevitable
nor immutable. Gearey writes: "The aesthetic provocation to legal
theory is thus to continue a will to power, to will a different way of
thinking and feeling the law." n84 By providing a forum where people
may participate in re-imagining our institutions toward the end of
playing new games, those not based on the present materialism and
nativism cultivated by the current political order's insistence of
distinctions of birth, images of a new world come into being. This is
not a naive statement abut the viability of a website to instantly make
a new world, but an acknowledgement of the materiality and reality of
this space in itself, where people not only work on designing a game,
but also post and moderate forums on related projects, share
information about political issues, and organize informally and more
formally to work beyond the site as well. The site is to be hosted in
art and media centers as well as universities globally - including
India, China, Mexico, Turkey, and Japan - agoraXchange will have mirror
sites in languages other than English. n85
[*352]
Integrating with practices of collaborative communities online, on the
streets, in the workplace, the arts, universities, and in formal and
informal conversations, meetings, and conferences that cut across these
lines, agoraXchange does not point toward new models of politics, but
itself performs this alternative community, one where people
participate because of a desire to create, not destroy, and where
individuals are recognized for what they do and not who they are. The
game that will draw on these ideas will then be an experiment showing
the kinds of conflicts and resolutions that will emerge in a world
without incentives of kinship and nationality.
FOOTNOTES:
n1.
http://www.agoraxchange.net (last modified July 22, 2004). The internet
site is a project commissioned and hosted by an art museum, Tate
Online, and initiated and coordinated by Natalie Bookchin and Jacqueline Stevens. A detailed explanation of the theory and empirical evidence for agoraXchange appears in Jacqueline Stevens, States without Nations (in progress, unpublished manuscript) (on file with author).
n2. See Jacqueline Stevens, Reproducing the State 3 (1999).
n3.
See Lawrence Kotlikof & Lawrence Summers, The Role of
Intergenerational Transfers in Aggregate Capital Accumulation, 89 J. of
Pol. Econ. 706 (1981) (attributing 70% of all U.S. wealth as resulting
of intergenerational transfers). Economists debate these figures and
the methods for ascertaining them, but the range is seldom under 50%
and of course, by definition, never acquired through individual effort.
Hence inequalities perpetuated by family origin are always incompatible
with liberal capitalist modes of accumulation. This range most likely
understates the importance of intergenerational transfers of wealth
worldwide because the United States is one of the most mobile societies
in the history of the world. If parental wealth has such a large
influence on the next generation's wealth, then one's material
conditions of birth clearly are significant, not only in the United
States, but also elsewhere. As suggested in his study of pre-industrial
countries, J. Bradford DeLong found that inherited wealth alone
accounted for a whopping 91% of all wealth. J. Bradford Delong, Mimeo,
Inheritance: An Historical Perspective (2001), cited in Karen Dynan,
Jonathan Skinner & Stephen P. Zeldes, The Importance of Bequests
and Life-Cycle Saving in Capital Accumulation: A New Answer, 92 Am.
Econ. Rev. 277, 2002.
n4. See Jacqueline Stevens,
On the Class Question, in Feminist Interpretations of Karl Marx
(Christine diStefano ed., forthcoming), available at
www.jacquelinestevens. org (last updated Aug. 3, 2004).
n5. See Law and Aesthetics 10-17 (Roberta Kevelson ed., 1992) (early contributions defining the sub-field of legal aesthetics).
n6. See Law and the Image: the Authority of Art and the Aesthetics of Law 5 (Costas Douzinas & Lynda Nead eds., 1999).
n7.
Peter Schlag, The Aesthetics of American Law, 115 Harv. L. Rev. 1047,
1050 (2002); see also Brian E. Butler, Aesthetics and American Law, 27
Legal Stud. Forum 203 (2003) (explaining that law has literary
qualities that should enlist aesthetic evaluations).
n8. Schlag, supra note 7, at 1051-52.
n9. Immanuel Kant, The Critique of Judgement (Clarendon Press 1952) (1795).
n10.
Eve Darian-Smith, Bridging Divides: The Channel Tunnel and English
Legal Identity in the New Europe (1999). In Darian-Smith's analysis,
laws managing specific territorial boundaries of the nation are
reshaping the imaginations of local populations in areas the tunnel
impinges. The territory gains its look and meanings through the
micro-actions that occur in accord with a template of legal provisions,
a very powerful form with powerful substantive implications that also
bears on nature and other effects considered natural, such as one's
English identity. Reviewers aptly have referred to an "ethnography of
aesthetics," in which "law emerges as both present and absent,
immediately consequential in times of conflict or change, but as a
background hum at other times, elusively ordering an aesthetic world
without itself becoming the primary aesthetic concern. This is the
primordial stuff of legal consciousness ..." Jonathan Goldberg-Hiller
& Neal Milner, Governing Out of Order: Space, Law, and the Politics
of Belonging, 27 Law & Soc. Inquiry 339, 361 (2002) (reviewing Eve
Darian-Smith, Bridging Divides: The Channel Tunnel and English Legal
Identity in the New Europe (1999)).
n11. Adam Gearey, Law and Aesthetics 51 (John Gardner ed., 2001).
n12. Id. at 31.
n13. See Jacqueline Stevens, On the Morals Of Genealogy, 31 Pol. Theory 558 (2003).
n14. The Federalist No. 51 (James Madison).
n15. Plato, The Republic (Benjamin Jowett trans., Prometheus Books 1986) (c. 360 B.C.).
n16.
Id., Bk. III. In this political fantasy, children are told they are
born bronze (farmers, merchants, craftspersons), silver (guardians), or
gold (philosopher-kings), the thought being that if you have a metal
from birth your condition is therefore inalterable.
n17. Sir Thomas More, Utopia (Robert M. Adams ed. & trans., W.W. Norton & Co. 1975) (1516).
n18.
See generally id. Rich scholarly debate exists on various
interpretative questions occasioned by the publication of related texts
framing Utopia, including the open letter from Erasmus and the book's
publisher advancing More's prank by authenticating the text. Regardless
of where More's intentions lie along the dubiously dichotomized
continuum of earnestness and irony, the very form - casting doubt on
the necessity of feudal institutions - could only produce in his
audience feelings that some other political system was, if not
desirable, at least feasible. A nice example and analysis of parody's
ultimately self-consuming impossibility can be seen in the observation
of a New York Times letter-writer who considers the mocking of some
products on television entertainment shows as advertisements
themselves, "Perhaps most effectively in 'Saturday Night Live' or David
Letterman's parodies. Positive or negative, it sure makes me remember
the product." Diane Yamini, Ads if Not by Name, N.Y. Times, June 22,
2004, at A18.
n19.
Various exemplary texts contend that inequalities of wealth, race, sex,
sexuality, ethnicity, and nationality, are largely created by political
institutions (and indeed undermine the belief that these taxonomies
even exist independent of political institutions). See, e.g., Louis
Althusser, Lenin and Philosophy, and Other Essays (Ben Brewster trans.,
1971) (illustrating how the state plays a key role in organizing social
relations perceived to be free of state influence); see also Louis
Althusser, Spectre of Hegel: Early Writings (G.M. Goshgarian trans.,
1997) (illustrating how Marx underestimated the importance of the state
in constituting social relations); Nation and Narration (Homi Bhabha
ed.,1990) (containing essays on the role of the state in shaping the
nation); Franz Boas, Race and Democratic Society (J.J. Augustin 1945)
(containing essays on how laws create differences among races);
Virginia Dominguez, White by Definition: Social Classification in
Creole Louisiana (1986) (illustrating how legal documents create racial
classifications); W.E.B. Du Bois, The Negro (Univ. Penn. Press 2001)
(1915) (Hegelian project to construct "the Negro" through an analysis
of African tribes and the political practices that ground the Negro in
this geography); Lisa Duggan, Queering the State, 39 Soc. Text 1 (1994)
(critiquing the role the state plays in establishing marriage and
heterosexuality); Catharine A. MacKinnon, Toward a Feminist Theory of
the State (1989) (critiquing the construction of a family unit and a
set of sexual relationships in a liberal state); Plato, supra note 15
(advancing a possibility of a state organizing hierarchies based on
myths that they are natural); Michael Omi & Howard Winant, Racial
Formation in the United States: From the 1960s to the 1990s (1994)
(illustrating how state policies lead to racial stratification); Max
Weber, Economy and Society 2 (Guenther Roth & Claus Wittich eds.,
1978) (arguing that ethnicities and nationalities seemingly classified
by "blood" are created by the state); Mary Wollstonecraft, A
Vindication of the Rights of Women (1989) (arguing that gender
differences that seem natural are created by political institutions).
n20. Richard Hofstadter, Social Darwinism in American Thought (Beacon Press 1992) (1954).
n21. Owen D. Jones, Evolutionary Analysis in Law: Some Objections Considered, 67 Brook. L. Rev. 207, 209 (2001).
n22. John H. Beckstrom, Sociobiology and the Law: the Biology of Altruism in the Courtroom of the Future 5 (1985).
n23.
John H. Beckstrom, Evolutionary Jurisprudence: Prospects and
Limitations on the Use of Modern Darwinism Throughout the Legal Process
(1989).
n24. Richard A. Posner, Sex and Reason (1992).
n25.
According to Owen Jones, an advocate of this field who organized the
Society for Evolutionary Analysis in Law and runs a website supporting
it, he himself should be credited with the first use of the term
"evolutionary analysis in law." Owen Jones, Evolutionary Analysis in
Law: An Introduction and Application to Child Abuse, 75 N.C.L. Rev.
1117, 1117 (1997); Society for Evolutionary Analysis in Law, available
at http://www.sealsite.org (last visited at Sept. 30, 2004). The Gruter
Institute is another organization devoting a substantial budget for
seminars and reports proselytizing on the importance of evolutionary
biology in law. See generally
http://www.gruterinstitute.org/gounder.html (last visited Oct. 18,
2004). The Gruter Institute is named after Margaret Gruter, also
considered a founder of this field with her early work in the 1980s.
See infra note 55 (citing numerous extensive critical reviews of this
literature). My point here is not to repeat these criticisms but to
explain the aesthetic function of this discourse and propose how we
might go beyond it.
n26. Posner, supra note 24, at 110.
n27. See Richard A. Epstein, Takings: Private Property and the Power of Eminent Domain (1985).
n28. Thomas C. Grey, The Malthusian Constitution, 41 Miami L. Rev. 21, 47 (1986).
n29.
Richard Epstein, 41 J. of Econ. Literature 586-87 (2003) (reviewing
Paul H. Rubin, Darwinian Politics: the Evolutionary Origin of Freedom
(2002)).
n30.
See generally Sarah Blaffer Hrdy, Mother Nature: Maternal Instincts and
how they Shape the Human Species (2000) (an excellent self-critique of
sociobiology).
n31. Beckstrom, supra note 23, at 114.
n32. See id. at 22; Beckstrom, supra note 22, at 25.
n33. See Beckstrom, supra note 23, at 87.
n34. Id. at 114.
n35. Id. at 97.
n36. Id. at 116.
n37. Id. at 82.
n38. Id. at 85.
n39. Beckstrom, supra note 22, at 15; Beckstrom, supra note 23, at 50.
n40. Beckstrom, supra note 22, at 90.
n41. Id. at 24.
n42. Grey, supra note 28, at 24-5.
n43. Posner, supra note 24.
n44.
See G.W.F. Hegel, Elements of the Philosophy of Right (Allen W. Wood
ed., H. B. Nisbet trans., 1991) (1820) (offering the strongest and also
the most nuanced theoretical explication on the subtle ways that law
makes truth).
n45. See also Jacqueline Stevens, Symbolic Matter: DNA and Other Linguistic Stuff, 20 Soc. Text 105, 105-136 (2002).
n46.
See Robert Pear & David D. Kirkpatrick, Bush Plans $ 1.5 Billion
Drive for Promotion of Marriage, N.Y. Times, Jan. 14, 2004, at A1.
n47.
This is Nietzsche's critique of sociobiology's effect on moral
psychology. See Friedrich Nietzsche, the Gay Science (Bernard Williams
ed., Josefine Nanckhoff trans., Cambridge University Press 2001) (1887)
[hereinafter The Gay Science]; see also Friedrich Nietzsche, On the
Genealogy of Morality (Keith Ansell-Pearson ed., Carol Diethe trans.,
Cambridge University Press 1994) (1887) (critiquing and parodying
sociobiologist Paul Ree).
n48.
Cf. Edward O. Wilson, Consilience: The Unity of Knowledge (1999) (a
natural scientist's theoretical defense of sociobiology).
n49. John O. McGinnis, The Original Constitution and Our Origins, 19 Harv. J.L. & Pub. Pol'y 251, 261 (1996).
n50.
Margaret Chon, Sex Stories - A Review of Sex and Reason by Richard A.
Posner, 62 Geo. Wash. L. Rev. 162, 174 (1993) (book review).
n51. Id. at 175.
n52. Id.
n53. Peter Schlag writes:
This pluralization of the study of law entails a proliferation of
idioms, methods, and the like. In the classic academic scenario, a
'new' form of knowledge is 'discovered.' ... Conferences are held.
Symposia are organized. And a few years later, no one remembers. All
that is left are the rows upon rows of silent, bound books neatly
shelved in the law library. Differentiations are produced. But they
lack staying power.
Schlag, supra note 7, at 1101.
n54.
For a critique of these sociobiological authors, see generally Anne
Fausto-Sterling, Myths of Gender: Biological Theories about Women and
Men (2d ed., 1992) (1985); Stephen Jay Gould, Ever Since Darwin:
Reflections in Natural History (1977); Stephen Jay Gould, The Structure
of Evolutionary Theory (2002); Feminism and Evolutionary Biology:
Boundaries, Intersections, and Frontiers (Patricia Adair Gowaty ed.,
1993); Donna Haraway, Primate Visions: Gender, Race, and Nature in the
World of Modern Science (1989) (primatologists take images of families
from human societies and use them to represent other primates); Richard
Lewontin, Biology as Ideology: the Doctrine of DNA (1991) (critique of
genetic determinism); Alas, Poor Darwin: Arguments Against Evolutionary
Psychology (Hilary Rose & Steven Rose eds., 2002); R.C. Lewontin et
al., Not in our Genes: Biology, Ideology and Human Nature (1985).
n55.
Edward O. Wilson, Sociobiology: The New Synthesis 553 (2000) (1975)
(citing V. Reynolds, Kinship and the Family in Monkeys, Apes and Man, 3
Man 209 (1968)); Lila Leibowitz, Founding Families 21 J. of Theoretical
Biology 153 (1968).
n56.
Id. at 565 (citing Garrett Hardin, Population Skeletons in the
Environmental Closet, in 28 Bull. of the Atom. Sci. 37 (1972)).
n57. Wilson, supra note 55, at 565.
n58. Konrad Lorenz, On Aggression 245-46 (Marjorie Latzke trans., 1996).
n59. Id. at 205.
n60. Joshua Goldstein, Gender and War 408 (2001).
n61. Id. at 409.
n62.
United States Census Bureau, America's Families and Living
Arrangements, Table A2 and Table FG2, (June 29, 2001), available at
http://www.census.gov/population/www/socdemo/hh-fam.html.
n63. World Health Org. World Report on Violence and Health (Etienne Kurg et al. eds., World Health Organization 2002).
n64. Id.
n65.
United States Census Bureau, America's Families and Living
Arrangements, Table A2 and Table FG2 (June 29, 2001), available at
http://www.census.gov/population/www/socdemo/hh-fam.html.
n66.
Martin Daly and Margo Wilson claim sociobiological theory accommodates
this behavior because the vast majority of familial violence is men
attacking their partners or stepfathers attacking their partners'
children - behaviors they infer do not jeopardize the progeny of
genetic children. Martin Daly & Margo Wilson, The Evolutionary
Social Psychology of Family Violence, in Handbook of Evolutionary
Psychology: Ideas, Issues, and Applications (Charles Crawford &
Dennis Krebs eds., 1998). But, partner violence frequently includes
attacks on the mothers of their genetic children. Hence, since Daly and
Wilson also believe that being raised by a genetic mother enhances the
fitness of one's progeny, they make an inferential error by not
realizing that killing or impairing the mother of one's genetic
children would indeed adversely impact one's genes. Martin Daly &
Margo Wilson, Evolutionary Social Psychology and Family Homicide, 242
Sci. 519 (1988). See Hans Temrin et al., Step-parents and Infanticide:
New Data Contradict Evolutionary Predictions, 267 Proc. of the Royal
Soc'y, Series B, 943 (2000) (citing new empirical challenges to their
data).
n67. World Health Org. World Report on Violence and Health (Etienne Kurg et al. eds., World Health Organization 2002).
n68. Id. at 102 (internal citations omitted).
n69. Id. at 62 (internal citations omitted).
n70. Id. at 63 (internal citations omitted).
n71. See Stevens, supra note 2.
n72. Richard Dawkins, The Selfish Gene 191 (2d ed. 1990).
n73. Id. at 192.
n74. See Plato, supra note 15.
n75. Id. at 200-01.
n76.
Edmund Halley, Ode on This Splendid Ornament of Our Time and Our
Nation, the Mathematica-Physical Treatise by the Eminent Isaac Newton,
in Isaac Newton, The Principia. Mathematical Principles of Natural
Philosophy 12 (Bernard Cohen & Anne Whitman eds., 1999) (1867).
n77. Id. at 140.
n78. Id. at 941.
n79. Halley, supra note 76, at 12.
n80.
Isaac Newton, In Viri Praestantissimi Isaaci Newtoni Opus Hocce
Mathematico-Physicum Feculi Gentifque Decus Egregium, in Philosophiae
Naturalis Principia Mathematica 14 (3d ed., Harvard Univ. Press 1972)
(1720).
n81.
A Latin Dictionary (Charlton T. Lewis & Charles Short eds.,
Clarendon Press 1879), available at Perseus Project,
http://www.perseus.tufts.edu/cgi-bin/enggreek? lang=LA (last modified
2001).
n82.
John Seery, Castles in the Air: An Essay on Political Foundations, 27
Pol. Theory 460 (1999) (critiquing how post-foundationalists overlook
the artifice of foundations).
n83. The Gay Science, supra note 47, 58.
n84. Gearey, supra note 11, at 76.
n85. http://www.agoraxchange.net (last modified July 22, 2004).